Ask the Securities and Exchange Commission if it succeeded in its prosecution of Cutter Financial Group over allegations of self-dealing when the firm made more than $9 million in upfront commissions ...
The Securities and Exchange Commission is recommending a fine of $300,000 to $700,000 for advisor-agent Jeffrey Cutter and Cutter Financial Group. Additionally, the SEC asked the court to bar Cutter ...
A Massachusetts judge will allow the Securities and Exchange Commission to call five disputed witnesses in an upcoming trial over annuity sales by advisor Jeffrey Cutter. Cutter had accused the SEC of ...
On August 23, 2023, the National Association for Fixed Annuities (NAFA) filed an amicus brief in the case of SEC v. Cutter Financial Group LLC in federal district court in Boston. The brief followed ...
A Massachusetts jury has found Cutter Financial Group and its founder, Jeffrey Cutter, liable for violating fiduciary standards under the Investment Advisers Act, marking a partial win for the ...
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